Financial markets regulation

We provide policy advice on a range of issues relating to the financial markets regulatory system.

In this section

Crown entities we monitor

We monitor the Financial Markets Authority and the Commission for Financial Capability.

Financial Markets Conduct Act

The Financial Markets Conduct Act 2013 (FMC Act) governs how financial products are created, promoted and sold, and the ongoing responsibilities of those who offer, deal and trade them.

International financial reforms

We are completing work that may result in changes in New Zealand in response to various international financial market reforms.

Insurance contract law review

We are reviewing New Zealand's insurance contract law to ensure it is facilitating well-functioning insurance markets.

Conduct of financial institutions review

The Government is introducing a new regulatory regime to govern conduct in the financial sector.