Impact summary: Financial advice disclosure regulations
Published: 15 Mar 2019Regulatory impact statement for disclosure requirements in new financial advice regulatory regime.
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PDF, 561KB, 13 pages
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Summary of changes - Supplementary order paper to financial services legislation bill
Published: 15 Mar 2019Factsheet summarising key parts of the Supplementary Order Paper.
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File
PDF, 315KB, 2 pages
Summary of disclosure requirements in the new financial advice regime
Published: 15 Mar 2019Factsheet summarising decisions on disclosure requirements.
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File
PDF, 366KB, 2 pages
What is happening now
Published: 15 Mar 2019Factsheet summarising progress on different parts of financial advice regulatory regime.
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File
PNG, 307KB, 1 page
Cabinet paper: Regulation of financial advice - disclosure and multiple providers
Published: 12 Mar 2019This cabinet paper seeks decisions in relation to disclosure requirements for new financial advice regulatory regime and minor change to SOP.
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File
PDF, 203KB, 13 pages
Discussion paper - Financial advice provider licensing fees and changes to the FMA levy
Published: 13 Dec 2018Discussion paper seeking feedback on proposed financial advice provider fees, and changes to the FMA levy
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PDF, 374KB, 20 pages
Cabinet paper - Consultation on fees and levies in the new financial advice regime
Published: 13 Dec 2018Cabinet paper seeking approval to consult on proposed financial advice provider licensing fees and changes to the FMA levy
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File
PDF, 938KB, 10 pages
Summary of proposals - Financial advice provider licensing fees and changes to the FMA levy
Published: 13 Dec 2018Two page summary of the proposals contained in the Discussion paper - Financial advice provider licensing fees and changes to the FMA levy
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PDF, 2.1MB, 2 pages
Introduction of a licensing regime for administrators of financial benchmarks
Published: 8 Nov 2018Cabinet paper requesting the regime in order to comply with European Union regulation to avoid significant costs or risks to our financial markets.
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File
PDF, 214KB, 12 pages
Introduction of a licensing regime for administrators of financial benchmarks
Published: 8 Nov 2018This paper seeks Cabinet agreement to establish a licensing regime for New Zealand financial benchmark administrators under the Financial Markets Conduct Act 2013.
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DOCX, 51KB, 12 pages