Aotearoa best practice dispute resolution framework (the Framework)
We developed the Framework with our stakeholders, who told us they wanted clear guidance on what good dispute resolution looks like in practice.
On this page
The Framework
The Framework is used to develop and review dispute resolution schemes. It Framework provides a consistent way to assess the maturity of schemes and track their progress.
The Framework consists of 4 key elements:
- Best practice dispute resolution principles (the principles)
- Best practice dispute resolution standards (the standards)
- Capability maturity model with capability areas (what schemes should ‘do’ and ‘have’ to deliver best practice dispute resolution) and
- Maturity assessment tool (to help schemes assess how well they meet best practice).
Aotearoa best practice dispute resolution framework – at a glance [PDF, 129 KB]
Principles
The 5 principles are the first element of the Framework. They are high-level statements of best practice, which are developed further in the other elements of the Framework.
Standards
The 9 standards identify core aspects of best practice that can be applied across the dispute resolution sector. They are not technical standards that specify products, processes or services. They are aspirational standards to support continuous improvement.
More specific information can be found at the links below under each standard, as well as in the Capability maturity model.
Best practice dispute resolution standards [PDF, 111 KB]
Capability maturity model
The capability maturity model sets out detailed descriptions of 4 levels of maturity for each of the 35 capability areas within the standards. It should inform the policy development process in designing and implementing new schemes. The model can also be used for detailed reviews of existing schemes, or aspects of them. This deep analysis could support independent reviews of schemes required by statute or reporting to funding agencies, boards or Ministers.
Capability maturity model [PDF, 547 KB]
Guidance on developing or reviewing a dispute resolution scheme
Maturity assessment tool
The maturity assessment tool is designed to help schemes assess themselves against the capabilities for each of the 9 standards. This will allow schemes to identify what is working well, areas for improvement and what to strive for. It has been developed from the capability maturity model using summaries of the capabilities.
The tool provides a common language for schemes to connect with each other to share insights, good practice and common challenges. This will support schemes to collaborate on initiatives as part of a dispute resolution network.
How the tool can be used
The tool can be used by schemes in different ways, for example:
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self-assessment – to identify areas of strength or opportunity
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peer-based assessment – engaging a ‘critical friend’ to assess capability
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guided assessment – supported by GCDR
If you use the tool to self-assess your scheme, we encourage you to provide feedback to us so we can continue to improve it.
We are happy to connect you with other schemes if you want to do a peer-based assessment, share insights and ways of working, or collaborate.
How to complete assessments using the tool
To assess your scheme, simply select 1 of the 9 standards and choose from the drop-down menus the description that best describes your scheme’s capability.
There are 4 maturity levels for each capability - developing, advancing, confident and leader.
The tool will generate a diagram showing a summary of your assessment.
Using the Aotearoa Best Practice Dispute Resolution Framework
Video Transcript