Have Your Say: Consultation on draft Code of Conduct October–November 2018

Submissions are due by
5pm on Friday, 9 November 2018
Consultation paper.pdf PDF Document 703kb
Draft Code.pdf PDF Document 248kb


The Financial Advice Code Working Group has opened a consultation on a draft Code of Professional Conduct for people who give financial advice and is seeking submissions.

Submissions on the consultation will close on Friday, 9 November 2018.

We encourage feedback from all parties who will be affected by the Code, including anyone who is representative of the financial advice industry as well as consumers of financial advice.

We will be holding a live chat session during the consultation period. Please sign up using the link below if you wish to attend.

How to Make a Submission


Subscribe to receive updates on the Code Working Group.

Contact us

Email the Code Secretariat to contact the Code Working Group.