Consultation on draft Code of Conduct October–November 2018

Submissions closed: 09 November 2018, 5pm


During October-November 2018 we consulted on a draft Code of Conduct for Financial Advice. Consultation closed on 9 November 2018.

We met with a range of people with an interest in the code, and also held an online chat session.

Next steps

Over the next couple of months, we will be updating the Code and potentially undertaking some further targeted consultation to discuss points raised by submitters.

We anticipate publishing submissions on the draft Code in early 2019, and will provide a further update in the New Year.

We want to thank you again for all of your engagement to date on the development of the draft Code.