Financial Markets Conduct Regulations: discussion paper
Published: 12 Dec 2012Discussion paper: Financial Markets Conduct Regulations
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PDF, 1.9MB, 243 pages
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Cabinet paper: Securities law review: additional policy decisions and costings
Published: 12 Dec 2012Cabinet paper seeking decisions relating to the regulatory regime for securities exchanges, the liability regime, and costing of licensing regimes following the securities law review
Type
File
PDF, 244KB, 48 pages
Criminalisation of cartels: agency disclosure statement: regulatory impact statement
Published: 13 Oct 2011The RIS provides an analysis of options to promote deterrence of hard-core cartels, while not deterring efficiency enhancing collaborative activity and facilitate New Zealand's active contribution to enforcement efforts against global cartels.
File
PDF, 111KB, 35 pages
Summary of main options and analysis: criminalisation of cartels
Published: 13 Oct 2011Summary of main options and analysis for the criminalisation of cartels, showing the benefits, costs and overall impact.
Type
File
PDF, 99KB, 1 page
Criminalisation of cartels: regulatory impact statement
Published: 13 Oct 2011Provides an analysis of options to promote deterrence of hard-core cartels, while not deterring efficiency enhancing collaboration activity. And facilitate New Zealand's active contribution to enforcement efforts.
File
PDF, 111KB, 35 pages
Financial Markets Conduct Bill : Consultation draft
Published: 9 Aug 2011Exposure draft of the Financial Markets Conduct Bill
File
PDF, 2.5MB, 400 pages
Crown Law: draft: guidelines on immunity from prosecution for cartel offences
Published: 1 May 2011This document outlines the guidelines to be applied by the Solicitor-General in considering an application for immunity from prosecution by a person or corporation implicated in a cartel offence. A cartel offence refers to the offence in s 82B of the Commerce Act 1986 (the Act).
Type
File
PDF, 95KB, 8 pages
Guidelines on immnity from prosecution for cartel offences draft
Published: 1 May 2011Outlines the guidelines to be applied by the Solicitor-General in considering an application for immunity from prosecution by a person or corporation implicated in a cartel offence.
Type
File
PDF, 95KB, 8 pages
Regulatory Impact Statement: Securities Law Review
Published: 17 Mar 2011This regulatory impact statement provides an analysis of options to improve securities law in New Zealand
File
PDF, 184KB, 29 pages
Cabinet paper: securities law reform
Published: 17 Mar 2011Cabinet paper seeking approval to reforms of New Zealand securities law
Type
File
PDF, 471KB, 91 pages