Statement of Intent of the establishment of the Asia Regions Funds Passport
Published: 20 Sept 2013APEC Statement of Intent on the establishement of the Asia Region Funds Passport
Type
File
PDF, 251KB, 20 pages
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Cabinet paper: Financial Markets Conduct Regulations Paper 4: Licensing regimes
Published: 26 Jun 2013Cabinet paper seeking policy decisions relating to the licensing of certain financial services
Type
File
PDF, 137KB, 25 pages
Cabinet paper: Financial Markets Conduct Regulations Paper 1: Overview
Published: 26 Jun 2013Cabinet paper providing an overview of the regulations that must be made under the Financial Markets Conduct Bill
Type
File
PDF, 44KB, 6 pages
Regulatory Impact Statement: Financial Markets Conduct Regulations
Published: 26 Jun 2013Regulatory Impact Statement : Financial Markets Conduct Regulations
File
PDF, 487KB, 66 pages
Cabinet paper: Financial Market Conduct Regulations Paper 3: Governance
Published: 26 Jun 2013Cabinet paper seeking policy decisions on the governance requirements for debt products, managed investment schemes and other products and schemes under the FMC Act
Type
File
PDF, 103KB, 17 pages
Cabinet paper: Financial Markets Conduct Regulations Paper 2: Disclosure and General Matters
Published: 26 Jun 2013Cabinet paper seeking policy decisions on the disclosure documents and other matters under the Financial Markets Conduct Bill
Type
File
PDF, 107KB, 20 pages
Cabiner paper: Financial Markets Conduct Bill: Approval of Supplementary Order Paper
Published: 19 Apr 2013Cabinet paper seeking approval of a supplementary order paper to the FMC Bill.
Type
File
PDF, 100KB, 16 pages
Financial Markets Conduct Regulations: discussion paper
Published: 12 Dec 2012Discussion paper: Financial Markets Conduct Regulations
File
PDF, 1.9MB, 243 pages
Cabinet paper: Securities law review: additional policy decisions and costings
Published: 12 Dec 2012Cabinet paper seeking decisions relating to the regulatory regime for securities exchanges, the liability regime, and costing of licensing regimes following the securities law review
Type
File
PDF, 244KB, 48 pages
Criminalisation of cartels: agency disclosure statement: regulatory impact statement
Published: 13 Oct 2011The RIS provides an analysis of options to promote deterrence of hard-core cartels, while not deterring efficiency enhancing collaborative activity and facilitate New Zealand's active contribution to enforcement efforts against global cartels.
File
PDF, 111KB, 35 pages