A filtered search to all the documents stored on the MBIE website.
Responses to questions on types of advisers, advice, licensing, disclosure, enforcement, traditional arrangements and next steps under the new regime.
PDF, 156KB, 5 pages
Highlights of the key changes to the acts the intended outcomes, following the review.
PDF, 131KB, 4 pages
Discussion document seeking feedback on how a bankrupt person's retirement savings should be treated
PDF, 597KB, 18 pages
Consultation Paper: Reviews of the Financial Markets Authority funding, the Financial Markets Authority levy, the External Reporting Board levy and Companies Office fees
PDF, 1.1MB, 73 pages
Cabinet paper seeking policy decisions for amendment regulations to provide minor changes and improvements to the FMC Regulations
PDF, 94KB, 9 pages
Paper seeking cabinet approval to a comprehensive package of changes to the FA Act and FSP Act, as well as changes to address misuse of the Financial Services Providers Register
PDF, 358KB, 35 pages
Regulatory Impact Statement: Review of the Financial Advisers Act 2008
PDF, 952KB, 90 pages
Cabinet paper seeking approval to a comprehensive package of changes to the FA Act and the FSP Act to imrpove access to quality financial advice.
PDF, 358KB, 35 pages
MBIE's final report on the review of the Financial Advisers Act 2008 and the Financial Service Providers (Registration and Dispute Resolution) Act 2008
PDF, 573KB, 82 pages
Analysis of options which are intended to address the misuse of the FSPR by off-shore controlled firms. It also covers options to improve customer access to effective redress through an approved financial dispute resolution scheme.
PDF, 290KB, 18 pages
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