Discussion Document: Accessibility of retirement savings inbankrptcy for the repayment of creditors
Published: 26 Jul 2016Discussion document seeking feedback on how a bankrupt person's retirement savings should be treated
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PDF, 597KB, 18 pages
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Consultation Paper: Reviews of the Financial Markets Authority funding, the Financial Markets Author...
Published: 25 Jul 2016Consultation Paper: Reviews of the Financial Markets Authority funding, the Financial Markets Authority levy, the External Reporting Board levy and Companies Office fees
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PDF, 1.1MB, 73 pages
Cabinet paper: Amendments to the Financial Markets Conduct Regulations 2014
Published: 21 Jul 2016Cabinet paper seeking policy decisions for amendment regulations to provide minor changes and improvements to the FMC Regulations
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File
PDF, 94KB, 9 pages
Improving access to quality financial advice: recommendations to amend the financial advisers act 20...
Published: 12 Jul 2016Paper seeking cabinet approval to a comprehensive package of changes to the FA Act and FSP Act, as well as changes to address misuse of the Financial Services Providers Register
Type
File
PDF, 358KB, 35 pages
Regulatory impact statement: Review of the Financial Advisers Act 2008
Published: 12 Jul 2016Regulatory Impact Statement: Review of the Financial Advisers Act 2008
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PDF, 952KB, 90 pages
Cabinet paper: Improving access to quality financial advice: recommendations to amend the Financial ...
Published: 12 Jul 2016Cabinet paper seeking approval to a comprehensive package of changes to the FA Act and the FSP Act to imrpove access to quality financial advice.
Type
File
PDF, 358KB, 35 pages
Final report: Review of the operation of the Financial Advisers Act 2008 and the Financial Service P...
Published: 11 Jul 2016MBIE's final report on the review of the Financial Advisers Act 2008 and the Financial Service Providers (Registration and Dispute Resolution) Act 2008
Type
File
PDF, 573KB, 82 pages
Amendments to the Financial Service Providers(Registration and Dispute Resolution) Act 2008 and Regu...
Published: 29 Jun 2016Analysis of options which are intended to address the misuse of the FSPR by off-shore controlled firms. It also covers options to improve customer access to effective redress through an approved financial dispute resolution scheme.
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PDF, 290KB, 18 pages
Review of the Financial Advisers Act 2008: regulatory impact statement:
Published: 29 Jun 2016Analysis of options which are intended to address the problems with the FA Act.
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PDF, 952KB, 90 pages
Regulatory impact statement: Amendments to the Financial Service Providers (Registration and Dispute...
Published: 29 Jun 2016Regulatory Impact Statement: Amendments to the Financial Service Providers (Registration and Dispute Resolution) Act 2008 and Regulations
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PDF, 290KB, 18 pages