Cabinet paper: Improving KiwiSaver Annual Statements
Published: 12 Dec 2016Cabinet paper seeking approval to change the requirements for KiwiSaver annual statements.
Type
File
PDF, 112KB, 7 pages
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Regulatory impact statement: Changes to annual statement information for KiwiSaver investors
Published: 1 Dec 2016This Regulatory Impact Statement makes three recommendations for additional financial product information to be disclosed to KiwiSaver investors through the annual statements they receive from their KiwiSaver providers.
File
PDF, 570KB, 27 pages
Changes to FMA levies
Published: 28 Oct 2016Summary of changes to the FMA and XRB levies and the Companies Office fees following the 2016 review
Type
File
PDF, 93KB, 5 pages
Regulatory impact statement: Reviews of the Financial Markets Authority funding and levy, External R...
Published: 28 Oct 2016This regulatory impact statement considers problems relating to the funding of The Financial Markets Authority (the FMA), the External Reporting Board (XRB) and the Companies Office
File
PDF, 873KB, 60 pages
Further policy decisions to improve access to high quality financial advice
Published: 27 Oct 2016Paper seeking additional decisions on a number of features of the new regulatory regime, and delegated authority to approve and release an exposure draft of the legislation.
Type
File
PDF, 422KB, 30 pages
Cabinet paper: Further policy decisions to improve access to high quality financial advice
Published: 27 Oct 2016Cabinet paper seeking approval for additional decisions on a number of features of the new regulatory regime for financial advice
Type
File
PDF, 422KB, 30 pages
Further amendments to the Financial Advisers Act and the Financial Service Providers Act: regulatory...
Published: 26 Oct 2016An analysis and recommendation of options relating to discrete aspects of the regime which was recently agreed to by cabinet.
File
PDF, 730KB, 43 pages
Regulatory impact statement: Further amendments to the Financial Advisers Act and the Financial Serv...
Published: 26 Oct 2016Regulatory Impact Statement: Further amendments to the Financial Advisers Act and the Financial Service Providers Act
File
PDF, 730KB, 43 pages
Industry FAQ: Review of the Financial Advisers and Financial Service Providers Acts
Published: 19 Aug 2016Responses to questions on types of advisers, advice, licensing, disclosure, enforcement, traditional arrangements and next steps under the new regime.
Type
File
PDF, 156KB, 5 pages
Review of the Financial Advisers and Financial Service Providers Acts
Published: 30 Jul 2016Highlights of the key changes to the acts the intended outcomes, following the review.
Type
File
PDF, 131KB, 4 pages