Chapter 4: Options for establishing an occupational licensing regime
We are considering whether we should introduce an occupational licensing regime for CRD assurance practitioners.
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FMA levies
Cabinet agreed to amend the FMA (Levies) Regulations 2012 subject to Cabinet’s agreement to increase the FMA’s appropriation.
pdf, 174 KB
Financial Services Council submission on the Discussion paper titled Financial advice provider licensing fees and changes to the FMA levy
pdf, 618 KB
Financial Advice NZ submission on the Discussion paper titled Financial advice provider licensing fees and changes to the FMA levy
pdf, 255 KB
Boutique Advisers Alliance submission on the Discussion paper titled Financial advice provider licensing fees and changes to the FMA levy
pdf, 284 KB
Triple A Advisers Association submission on the Discussion paper titled Financial advice provider licensing fees and changes to the FMA levy
pdf, 111 KB
Milford Asset Management submission on the Discussion paper titled Financial advice provider licensing fees and changes to the FMA levy
pdf, 286 KB
AMP Advisers and Adviser Business Association submission on the Discussion paper titled Financial advice provider licensing fees and changes to the FMA levy
pdf, 366 KB
MBS Insurance and Home Loans submission on the Discussion paper titled Financial advice provider licensing fees and changes to the FMA levy
pdf, 383 KB
Cabinet paper seeking approval to consult on proposed financial advice provider licensing fees and changes to the FMA levy
pdf, 938 KB