2021 funding and levy review
In 2021, MBIE and the FMA initiated a review of the FMA’s funding requirements and the FMA levy. The review was commenced in response to the FMA’s expanding remit under 3 new legislative regimes
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FMA levies
2019/20 funding and levy review
In 2019, MBIE and the FMA initiated a review of the FMA’s funding requirements and the FMA levy. The review was commenced in response to cost pressures resulting from the FMA’s evolving regulatory environment and remit.
Introduction
A new regime requires financial institutions to comply with regulations relating to sales incentives
Licensing fees and levies
In October 2019 and December 2020 regulations were made that set the licensing fees and levies that will apply in the new financial advice regime.
This regulatory impact statement considers problems relating to the funding of The Financial Markets Authority (the FMA), the External Reporting Board (XRB) and the Companies Office
pdf, 873 KB
2021 review of the FMA funding and levy submission by NZBA.
pdf, 939 KB
2021 review of the FMA funding and levy submission by FSC.
pdf, 244 KB
2021 review of the FMA funding and levy submission by IAG.
pdf, 134 KB
This RIS presents an analysis of proposed fees which are required for the commencement of the second tranche of the FMC Act.
pdf, 770 KB
2021 review of the FMA funding and levy submission by FSF.
pdf, 256 KB