Introduction
A new regime requires financial institutions to comply with regulations relating to sales incentives
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FMA levies
Licensing fees and levies
In October 2019 and December 2020 regulations were made that set the licensing fees and levies that will apply in the new financial advice regime.
Summary of 2020/21 Financial Markets Authority levies.
pdf, 112 KB
New levies following the 2021 review of FMA funding and levies.
pdf, 29 KB
This regulatory impact statement considers problems relating to the funding of The Financial Markets Authority (the FMA), the External Reporting Board (XRB) and the Companies Office
pdf, 873 KBDevelopment of Financial Market Conduct Act regulations
This page outlines the development of the Financial Markets Conduct Regulations 2014 and various amendment regulations made since 2014.
Annex 1: Assumptions
2021 review of the FMA funding and levy submission by NZBA.
pdf, 939 KB
2021 review of the FMA funding and levy submission by FSC.
pdf, 244 KB
2021 review of the FMA funding and levy submission by IAG.
pdf, 134 KB