Summary of 2020/21 Financial Markets Authority levies.
pdf, 112 KB
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FMA levies
New levies following the 2021 review of FMA funding and levies.
pdf, 29 KBIntroduction
A new regime requires financial institutions to comply with regulations relating to sales incentives
Licensing fees and levies
In October 2019 and December 2020 regulations were made that set the licensing fees and levies that will apply in the new financial advice regime.
This regulatory impact statement considers problems relating to the funding of The Financial Markets Authority (the FMA), the External Reporting Board (XRB) and the Companies Office
pdf, 873 KB
2021 review of the FMA funding and levy submission by NZBA.
pdf, 939 KB
2021 review of the FMA funding and levy submission by FSC.
pdf, 244 KB
2021 review of the FMA funding and levy submission by IAG.
pdf, 134 KB
This RIS presents an analysis of proposed fees which are required for the commencement of the second tranche of the FMC Act.
pdf, 770 KBDevelopment of Financial Market Conduct Act regulations
This page outlines the development of the Financial Markets Conduct Regulations 2014 and various amendment regulations made since 2014.