Accuro submission: Conduct of financial institutions review - Options paper
Published: 31 Jan 2020Conduct of financial institutions review - Options paper submission: Accuro
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PDF, 72KB, 2 pages
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Commencement order to support licensing of financial advice providers - Minute of Decision
Published: 30 Jan 2020Cabinet minute relating to Commencement Order to support licensing of financial advice providers.
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File
PDF, 180KB, 3 pages
Commencement order to support licensing of financial advice providers
Published: 30 Jan 2020Cabinet paper seeking approval for Commencement Order to support licensing of financial advice providers.
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File
PDF, 306KB, 4 pages
Submission template: Review of Financial Markets Authority funding and levy
Published: 28 Jan 2020Submission template for submitters to use and fill out when making a submission on the discussion paper.
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File
DOC, 56KB, 4 pages
Discussion paper: Review of Financial Markets Authority funding and levy
Published: 28 Jan 2020Public discussion paper to seek feedback on the funding and levy settings of the Financial Markets Authority.
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PDF, 861KB, 46 pages
Further advice on settings for KiwiSaver default funds
Published: 22 Jan 2020Briefing seeking formal agreement to the proposals for the settings for KiwiSaver default funds.
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PDF, 581KB, 8 pages
Open letter to API Providers regarding industry progress on API-enabled data sharing and open bankin...
Published: 20 Dec 2019Open letter from the Minister of Commerce and Consumer Affairs to New Zealand banks regarding industry progress on API-enabled data sharing and open banking.
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File
PDF, 281KB, 3 pages
Final report: Financial Markets Authority efficiency, effectiveness and baseline review
Published: 18 Dec 2019Independent consultant report on the efficiency and effectiveness of the Financial Markets Authority and its funding needs.
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File
PDF, 512KB, 74 pages
Enforcement in the new financial advice regime
Published: 17 Dec 2019An overview of the organisations enforcing the new financial advice regime or providing redress to consumers
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PDF, 199KB, 1 page
Can financial advisers be engaged by multiple financial advice providers?
Published: 17 Dec 2019A factsheet setting out when financial advisers can be engaged by multiple financial advice providers and some important considerations when contemplating these types of engagements.
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File
PDF, 208KB, 4 pages