Regulations to facilitate the operation of a ‘stepping-stone’ financial product market
Published: 29 Jun 2021Cabinet paper seeking authorisation to submit regulations to the Executive Council and Order in Council.
Type
File
PDF, 195KB, 12 pages
Document library
A filtered search to all the documents stored on the MBIE website.
Filter and sort
Displaying filtered documents
Sort by:
Proposed regulations for a ‘stepping-stone’ financial product market – Minute of Decision
Published: 29 Jun 2021Cabinet noted that the Minister is able to issue a licence for a ‘stepping-stone’ under the Financial Markets Conduct Act 2013 to operate a financial product market.
Type
File
PDF, 177KB, 3 pages
Agreement to regulations for a ‘stepping-stone’ financial product market
Published: 29 Jun 2021Advice to Cabinet about the issuing of a licence for a ‘stepping-stone’ financial product market targeted at early stage growth companies, under the Financial Markets Conduct Act 2013.
Type
File
PDF, 168KB, 12 pages
Regulations to facilitate the operation of a ‘stepping-stone’ financial product market – Minute of D...
Published: 29 Jun 2021Cabinet agreed to the submission of regulations to the Executive Council and Order in Council.
Type
File
PDF, 173KB, 3 pages
Impact Summary: Assessment of Regulations under the Financial Markets Conduct Act 2013 for ‘MyCap Ma...
Published: 29 Jun 2021Analysis and advice to inform policy decisions to be made by Cabinet about regulatory changes to enable MyCap Markets Limited to operate a new financial product market called ‘MyCap Markets Main Market’
File
PDF, 260KB, 17 pages
Approval to release discussion documents: Amendments and regulations to support the new regime for t...
Published: 1 Jun 2021Cabinet paper seeking approval to release 2 discussion documents for consultation on the amendments and regulations to support the new regime for the conduct of financial institutions.
Type
File
PDF, 403KB, 11 pages
Supporting the New Regime for the Conduct of Financial Institutions: Release of discussion documents...
Published: 1 Jun 2021Cabinet agreed to release 2 discussion documents for consultation on the amendments and regulations to support the new regime for the conduct of financial institutions.
Type
File
PDF, 205KB, 3 pages
Consumer summary - Regulating the conduct of financial institutions
Published: 25 May 2021Consumer summary of discussion document seeking feedback on possible regulations to support the Financial Markets (Conduct of Institutions) Amendment Bill
File
PDF, 238KB, 2 pages
Submission template - Regulations to support the new regime for the conduct of financial institution...
Published: 24 May 2021Submission template for discussion document seeking feedback on possible regulations to support the Financial Markets (Conduct of Institutions) Amendment Bill.
Type
File
DOCX, 29KB, 6 pages
Discussion document - Regulations to support the new regime for the conduct of financial institution...
Published: 24 May 2021Discussion document seeking feedback on possible regulations to support the Financial Markets (Conduct of Institutions) Amendment Bill
File
PDF, 1.4MB, 57 pages