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Cliffe Consulting Limited: submission: New Financial Advice Regime Consultation Paper

Published: 17 Mar 2017

Submission on the Consultation Paper: New Financial Advice Regime:John Cliffe

Type

Consultation submission

File

PDF, 81KB, 3 pages

Topics

Financial markets and advisers

Alternative enforcement mechanisms. Targeted Review of the Commerce Act 1986: alternative enforcemen...

Published: 16 Mar 2017

This regulatory impact statement sets out potential problems with New Zealand

Type

Regulatory Impact Statement

File

PDF, 524KB, 26 pages

Topics

Competition regulation

Section 36. Targeted review of the Commerce Act 1986: Market studies

Published: 16 Mar 2017

This regulatory impact statement provides an analysis of process options for the next steps to address problems with section 36 of the Commerce Act (the prohibition on the misuse of market power).

Type

Regulatory Impact Statement

File

PDF, 632KB, 38 pages

Topics

Competition regulation

Market studies. Targeted review of the Commerce Act 1986: Market Studies

Published: 16 Mar 2017

This regulatory impact statement provides an analysis of options to provide a government agency with a formal power to conduct market studies.

Type

Regulatory Impact Statement

File

PDF, 570KB, 20 pages

Topics

Competition regulation

Amendments to strengthen the regulatory regime for major international airports

Published: 15 Mar 2017

This regulatory impact statement provides an analysis of options to ensure that the information disclosure regime for regulated international airports under Part 4 of the Commerce Act 1986 continues to operate effectively.

Type

Regulatory Impact Statement

File

PDF, 343KB, 27 pages

Topics

Competition regulation

Code Committee: submission: New Financial Advice Regime Consultation Paper

Published: 15 Mar 2017

Submission on the Consultation Paper: New Financial Advice Regime:Code Committee

Type

Consultation submission

File

PDF, 205KB, 11 pages

Topics

Financial markets and advisers

Code Working Group: terms of reference

Published: 14 Mar 2017

Terms of reference for the Code Working Group, preparing a draft code of professional conduct for persons who give regulated financial advice to retail clients.