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Financial Markets Conduct Regulations Minor and Technical Changes – Minute of Decision

Published: 2 May 2018

Cabinet approved technical changes to Financial Market Conduct Regulations.

Type

Cabinet Minute

File

PDF, 139KB, 3 pages

Topics

Financial markets and advisers, Regulating companies and other entities, Regulatory systems

Regulatory Impact Summary: Application of Insider Trading Prohibition

Published: 2 May 2018

Analysis on the application of the insider trading prohibition to the primary market where shares and other financial products are first created and sold.

Type

Regulatory Impact Statement

File

PDF, 766KB, 12 pages

Topics

Financial markets and advisers, Regulatory systems, Regulating companies and other entities

Financial Markets Conduct Regulations Minor and Technical Changes

Published: 2 May 2018

Cabinet paper seeking technical changes to Financial Market Conduct Regulations.

Type

Cabinet Paper

File

PDF, 150KB, 8 pages

Topics

Financial markets and advisers, Regulatory systems, Regulating companies and other entities

Banking Ombudsman Scheme: submission: Consultation Paper: Financial Advice Code Working Group

Published: 2 May 2018

Submissions received on the Consultation Paper: Financial Advice Code Working Group by Banking Ombudsman Scheme

Type

Consultation submission

File

PDF, 4.4MB, 6 pages

Topics

Financial markets and advisers

Sovereign: submission: Consultation Paper: Financial Advice Code Working Group

Published: 2 May 2018

Submissions received on the Consultation Paper: Financial Advice Code Working Group by Sovereign

Type

Consultation submission

File

PDF, 1.5MB, 4 pages

Topics

Financial markets and advisers

New Zealand Bankers Association: submission: Consultation Paper: Financial Advice Code Working Group

Published: 2 May 2018

Submissions received on the Consultation Paper: Financial Advice Code Working Group by New Zealand Bankers Association

Type

Consultation submission

File

PDF, 472KB, 9 pages

Topics

Financial markets and advisers

Issues paper: Review of Insurance Contract Law

Published: 1 May 2018

Issues paper: Review of Insurance Contract Law

Type

Consultation document

File

PDF, 1.5MB, 46 pages

Topics

Financial markets and advisers

Evaluation of conformity assessment mutual recognition agreements and arrangements

Published: 30 Apr 2018

An evaluation of New Zealand’s conformity assessment mutual recognition agreements and arrangements (MRAs). MRAs are designed to help exporters and importers by reducing the time and costs of obtaining approval for their products to be sold in a particular market.