How the Code Working Group will operate
Published: 9 Aug 2017Summary of the operation of the Code Working Group
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File
PDF, 142KB, 6 pages
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Les Mills New Zealand Ltd : submission: New Financial Advice Regime Consultation Paper
Published: 3 Aug 2017Submission on the Consultation Paper: New Financial Advice Regime:Les Mills
File
PDF, 66KB, 12 pages
Exercise Association part 2: submission: New Financial Advice Regime Consultation Paper
Published: 22 Jul 2017Submission on the Consultation Paper: New Financial Advice Regime:Exercise Association part 2
File
PDF, 48KB, 8 pages
Consultation document: A New Zealand response to foreign margin requirements for OTC derivatives
Published: 13 Jul 2017Consultation Document: A New Zealand Response to Foreign Margin Requirements for OTC Derivatives
File
PDF, 712KB, 31 pages
FAA Review: Consumer Testing - Understanding New Zealanders
Published: 30 Jun 2017Consumer testing report by Colmar Brunton on consumers' diclosure inforamtion needs for financial advice
Type
File
PDF, 1.4MB, 28 pages
Cabinet paper: Modernising companies' annual report notice requirements and minor changes to the Fin...
Published: 14 Jun 2017Cabinet paper seeking policy decisions for amendments to the FMC Regulations
File
PDF, 77KB, 6 pages
Response to the 2016 Review of Retirement Income Policies
Published: 7 Jun 2017Letter from the Minister of Commerce and Consumer Affairs to the Retirement Commissioner responding to the 2016 Review of Retirement Income Policies.
Type
File
PDF, 428KB, 5 pages
Planet Financial Services: submission: New Financial Advice Regime Consultation Paper
Published: 12 May 2017Submission on the Consultation Paper: New Financial Advice Regime:Planet Financial Services
File
PDF, 55KB, 1 page
Pathfinder: submission: New Financial Advice Regime Consultation Paper
Published: 12 May 2017Submission on the Consultation Paper: New Financial Advice Regime:Pathfinder
File
PDF, 78KB, 5 pages
Willis Towers Watson: submission: New Financial Advice Regime Consultation Paper
Published: 12 May 2017Submission on the Consultation Paper: New Financial Advice Regime:Willis Towers Watson
File
PDF, 26KB, 2 pages