Financial Advice Code Working Group consultations
This page outlines consultations by the Financial Advice Code Working Group on the new Code of Conduct for financial advice.
October-November 2018 consultation
During October-November 2018 we consulted on a draft Code of Conduct for Financial Advice. Consultation closed on 9 November 2018.
March-April 2018 consultation
In March 2018 the Financial Advice Code Working Group published a consultation paper for the new Code of Conduct for Financial Advice Services and invited public submissions.
The Code Working Group ran roadshows around the country to discuss the proposals in the consultation paper.
In addition to the consultation paper, the Code Working Group sought feedback directly from consumers and the wider public using a short online survey.
2017 focus group
The Code Working Group did some initial consultation in October 2017 through targeted focus groups with representation from a wide range of impacted stakeholders.